OSC / AMF · Ontario and Quebec • initial coverage
OSCAttesta for Canada
Portfolio managers and investment fund managers in Ontario and Quebec; exempt-market-dealer activities require scope confirmation.
Initial coverage. Local practitioner/counsel review and outstanding requirements are pending; scope is agreed before use.
Workflows in the current package
- Separate Ontario and Quebec presets, including regulator-specific complaint workflows.
- Registration records, calendar tasks and supporting filing references.
- AML, conflicts and compliance evidence, with source-review status visible in the regulatory library.
Agree the scope before you start
- Coverage is scoped to Ontario and Quebec, not every Canadian province.
- CIRO-regulated dealer coverage and Quebec French-language client-document workflows are not included.
- Local securities-counsel review and outstanding source and control-mapping verification remain pending.
See how the work comes together
Approvals, deadlines and supporting documents stay linked to the records they support. Human decisions remain with the firm. Filings are submitted through the relevant external systems; Attesta keeps the reference and evidence.
Reduce repeated administration
- Keep approval requests, supporting evidence and decisions on the same record.
- Use owners, deadlines and reminders to make follow-up work visible.
- Find the filing reference and documents when a reviewer asks, rather than collecting them again.
Coverage summary: October 2026. General workflow support does not imply every legal requirement, licence type or fund structure is supported.