SFC · Fund-manager workflows
SFCAttesta for Hong Kong
SFC-regulated fund managers, configured to their licence and activities.
Workflows are configured to the firm’s regime and activities. Confirm applicability and policy settings during onboarding.
Workflows in the current package
- Trading conduct and declarations with supporting evidence.
- Responsible-officer records and training tracking.
- Regulatory calendar, complaints, filings and entity documents.
Agree the scope before you start
- The firm confirms its licence-specific obligations and targets.
- Attesta records the filing reference; the firm submits through the relevant external system.
See how the work comes together
Approvals, deadlines and supporting documents stay linked to the records they support. Human decisions remain with the firm. Filings are submitted through the relevant external systems; Attesta keeps the reference and evidence.
Reduce repeated administration
- Keep approval requests, supporting evidence and decisions on the same record.
- Use owners, deadlines and reminders to make follow-up work visible.
- Find the filing reference and documents when a reviewer asks, rather than collecting them again.
Coverage summary: October 2026. General workflow support does not imply every legal requirement, licence type or fund structure is supported.